FINRA Looking for Discussing 2 Arbitration Program Proposals
the Financial Industry Regulatory Authority (FINRA) is presently looking for discussing 2 proposals associated with its arbitration program about www.robertwkelley.com. Among the proposals is to broaden the options offered to financier when suing in arbitration versus a non-active company or associated person. It proposes modifications to FINRA’s arbitration guidelines to permit consumers to withdraw an arbitration claim, change pleadings, hold […]